Compliance and Internal Control Senior Manager

  • 所在部门:华夏基金(香港)
  • 职位类别:风控合规类
  • 工作地点:香港特别行政区
  • 薪资范围:面议
  • 招聘人数:1
  • 截止时间:
  • 发布时间:2025-07-28

工作职责:

• Assist in structuring and implementing internal control program (i.e. ISAE 3402) for the firms;
• Compose regular and ad-hoc written compliance / internal control / audit reports to headquarters Compliance, Internal Audits and other departments where necessary;
• Cater and handle compliance and internal control requests from headquarters;
• Handle and co-ordinate completion of annual SFC BRMQ;
• Arrange compliance trainings and keep track of training records
• Handle other general compliance or internal control matters or assist projects as assigned from time to time.

任职资格:

• University graduate, preferably with finance, accounting or law degree
• Around 2 years relevant experience in financial institution, preferably asset management company
• Good interpersonal communication skills
• Good team player while being able to work independently
• Efficient working manner and details-oriented
• Proficient in Mandarin and English

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